Full text of STEPHENS INC.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Stephens Inc.** (A Wholly Owned Subsidiary of SI Holdings Inc.) (SEC I.D. No. 8-001927) (CFTC I.D. No. 0002736) Statement of Financial Condition as of December 31, 2021,Supplemental Schedules, Supplemental Report on Internal Control, and Report of Independent Registered Public Accounting Firm Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 and Regulation 1.1 O(g) under the Commodity Exchange Act as a **PUBLIC** Document. {1}------------------------------------------------ # **Deloitte®** **Deloitte** & **Touche LLP Suite 300** 100 South 4th **Street St. Louis, MO 63102·1821 USA** Tel: **+1314 342 4900 Fax: +1314 342 3113 www.deloitte.com** #### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Directors and Stockholder of Stephens Inc. #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Stephens Inc. (the "Company") as of December 31, 2021, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2021, in conformity with accounting principles generally accepted in the United States of America. #### **Basis** for Opinion The financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on this financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB), and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statement. Our audit also Included evaluating the accounting…Read the full text as markdown