Full text of VAN CLEMENS & CO. INCORPORATED's X-17A-5 filed 2023-03-03 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-18414 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 1\$a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 1 2/31 /22 M M/D D/YY M M/D D/YY A. REGISTRANT IDENTIFICATION ### NAME OF FIRM: Van Clemens & Co., Inc. TYPE OF REGISTRANT (check all applicable boxes): f 1 Broker-dealer ❑ Security-based swap dealer ❑ Check here if respondent is also an OTC derivatives dealer ❑ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 900 Second Avenue South, Suite 1500 | | (No. and Street) | | |-------------|------------------|------------| | Minneapolis | MN | 55402 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Basil Joseph | 612-758-9141 | bjoseph@Vanclemens.com | |--------------|--------------|------------------------| | | | | (Name) (Area Code --Telephone Number) (Email Address) #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ### Wipfli, LLP | | | (Name — if individual, state last, first, and middle name) | | | | |-----------|--------------------------------------------------|------------------------------------------------------------|----------|------------|--| | | 150 South 5th St Ste 2000 | Minneapolis | MN 55402 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | | | 344 | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Basil Joseph | | | |…Read the full text as markdown