VAN CLEMENS & CO. INCORPORATED X-17A-5 (2026-04-06) — Broker-dealer annual report

Full text of VAN CLEMENS & CO. INCORPORATED's X-17A-5 filed 2026-04-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 8-18414 | | |------------------------|--| | SEC FILE NUMBER | | | hours per response: 12 | | | | | | FACING PAGE | | |-------------|--| |-------------|--| **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2025** AND ENDING **12/31/2025** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Van Clemens & Co. Inc. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer O Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 900 Second Avenue South, Suite 1500 | | | | |-------------------------------------|--|--|--| |-------------------------------------|--|--|--| | | {No. and Street) | | | |----------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|-----------------|----------------------------------------------| | Minneapolis | MN | | 55402 | | {City) | (State) | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Lauren Trousdale | 615-513-6290 | | ltrousdale@pattentraining.com | | (Name) | {Area Code - Telephone Number) | {Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | {Name - if individual, state last, first, and middle name) | | | | 20646 Abbey Woods Ct N, Suite 201 | Frankfort | IL | 60423 | | {Address) | {City) | {State) | {Zip Code) | | l"<br>12/21/2010 | | 5376 | | | of Registrntion w•h PCAOB)lif applirableJ | | | {PCAOB Registrntion N"mbec, if applicableJ I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e){l){ii), if applicable. **Persons who are to respond to the collection of information contained in this f…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)