Full text of INVESCO CAPITAL MARKETS, INC.'s X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Invesco Capital Markets, Inc.** **Statement of Financial Condition December 31, 2023** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-19412 ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** AND ENDING **12/31 /23** MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: Invesco Capital Markets, Inc. TYPE OF REGISTRANT (check all applicable boxes): � Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 11 Greenway Plaza, Suite 1000 | | | | | | |---------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|--------------------------|-----------------|--| | | | (No. and Street) | | | | | TX<br>Houston | | | 77046 | | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mark Gregson | | ( 404) 439-3485 | mark.gregson@invesco.com | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 214 N. Tryon St. #4200 | | Charlotte | NC | 28202 | | | (Address) | | (City) | (State) | (Zip Code) | | | October 20, 2003<br>l"' | | | 238 | | | | of Regist,aUo" wtth PCAOB}(if applicable) | | (PCAOB Regist,atio" N,mbec, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form disp…Read the full text as markdown