Full text of INVESCO CAPITAL MARKETS, INC.'s X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Invesco Capital Markets, Inc. Statement of Financial Condition December 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-S PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING\_01/01/2025 \_\_ AND ENDING\_ 12/31/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION MM/DD/YY # NAME OF FIRM: Invesco Capital Markets, Inc. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 11 Greenway Plaza, Suite 1000 | Houston | TX | | 77046 | | |----------------------------------------------|------------------------------------------------------------------------------------------------------------|-----------------|--------------------------|--| | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Mark Gregson | (404)439-3485 | | mark.gregson@invesco.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | PricewaterhouseCoopers LLP | (Name - if individual, state last, first, and middle name) | | | | | | 214 N. Tryon St. #4200 Charlotte | NC | 2802 | | | | (City) | (State) | (Zip Code) | | | (Address)<br>October 20, 2003 | | 238 | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | |-----------------| | 8-19412 | {2}------------------------------------------------ #### OATH OR AFFIRMATION | Mark Gregson | , swear (or affirm) that, to the best of my knowledge and…Read the full text as markdown