Full text of WEDBUSH SECURITIES INC.'s X-17A-5 filed 2021-08-30 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Statement of Financial Condition and Report of Independent Registered Public Accounting Firm (SEC Identification No. 8-12987) June 30, 2021 {1}------------------------------------------------ #### UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 hours per response.. . . . . 12.00 8 SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | | OFFICIAL USE ONLY | |-----------------------------------------------|--|-------------------| | | | FIRM I.D. NO. | | | | | | | | | | | | | | | | | | | | | | | | | | if individual, state last, first, middle name | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ - - - - - - - - - - - - - - *For conditions of confidential treatment of certain portions of this filing, see section 240.17a-5(e)(3).* *.* {3}------------------------------------------------ # **Wedbush Securities Inc.** Table of Contents For the Year Ended June 30, 2021 | <br> | Page | |-------------------------------------------------------------------------------|------| | Report<br>of<br>Independent<br>Registered<br>Public<br>Accounting<br>Firm<br> | 3 | | Statement<br>of<br>Financial<br>Condition<br> | 4 | | Notes<br>to<br>Statement<br>of<br>Financial<br>Condition<br> | 5 | {4}------------------------------------------------  Ernst & Young LLP 725 South Figueroa Street Los Angeles, CA 90017 Tel: +1 213 977 3200 ey.com #### **Report of Independent Registered Public Accounting Firm** To the Shareholder and the Board of Directors of Wedbush Securities Inc. #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Wedbush Securities Inc. (the "Company") as of June 30, 2021 and the related notes (the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company at June 30, 2021, in conformity with…Read the full text as markdown