Full text of WEDBUSH SECURITIES INC.'s X-17A-5/A filed 2016-12-20 (period 2016-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5/A 0000105264 XXXXXXXX LIVE true false false 07-01-2015 06-30-2016 Broker-dealer Y The Report of Independent Registered Public Accounting Firm is being amended and dual dated. As noted in the Auditor's Report, RSM US LLP (RSM) was able to adjust their scope limitation on certain amounts within the supplementary information contained in Schedules 2, 2a and 3. As of December 19, 2016, RSM was able to perform procedures to test the completeness and accuracy of these certain amounts and opined that such supplementary information contained in Schedules 2, 2a and 3 is fairly stated. In addition, the Compliance Examination Report is being amended and dual dated. As noted in the Auditor's Report, RSM was able to adjust their scope limitation on certain reports used in the 240.15c3-1 and 240.15c3-3(e) computations. As of December 19, 2016, RSM was able to perform procedures to test the completeness and accuracy of these certain reports and opined that the Company's statements of compliance with 240.15c3-1 and 240.15c3-3(e) are fairly stated. WEDBUSH SECURITIES INC. 1000 WILSHIRE BLVD. SUITE 900 ATTN: BUSINESS CONDUCT LOS ANGELES CA 90017-2457 Daniel E. Billings (213) 688-8000 RSM US LLP 515 South Flower Street, 41st Floor Los Angeles CA 90071 Certified Public Accountant Edward W. Wedbush WEDBUSH SECURITIES INC. 06-30-2016 for receivables from and payables to officers, directors and relatives in the amounts of $16,047,000 and $58,725,000, respectively. Edward W. Wedbush President Y
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