Full text of &PARTNERS's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION ## &PARTNERS, LLC ## AS OF DECEMBER 31, 2023 #### AND ## Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | PUBLIC | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | |-----------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | SEC FILE NUMBER | | | FORM X-17A-5 | 8-3774 | | | PART Ill | • | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7. under the Securities Exchange Act of 1934 | • •<br> | | | | • | | FILING FOR THE PERIOD BEGINNING 01 /01 /23 | | AND ENDING 12/<br>31123 | | | MM/DD/VY | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: &Partners, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!J Broker-dealer | D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 40 Burton Hills Blvd., Suite 350 | | | | | (No. and Street) | | | Nashville | TN | 37215 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Angela T. Samol | 615-252-6202 | angie.samol@andpartners.com | | (Name) | (Area Code -Telephone<br>Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | The Baker Group, CPAs, P.C. | | | | | (Name - if individual, state last, first, and middle name) | | | 1504 17th Avenue S. | Nashville | 37212<br>TN | | (Address) | (City) | (State)<br>(Zip Code) | | March 24, 2009 | | 3434 | | | | (PCAOB Registration Number, ;f applicable] I | | | FOR OFFICIAL USE ONLY | | | l<br>)(ii), if applicable.<br>CFR 240.17a-S(e)( | * Claims for exemption from the requirement that the annual reports be covered by the reports of an indepe…Read the full text as markdown