Full text of &PARTNERS's X-17A-5 filed 2025-03-18 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | PUBLIC | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | |---------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------| | | Washington, D.C. 20549 | Estimated average burden<br>hours per response:<br>12 | | | ANNUAL REPORTS | SEC FILE NUMBER | | | FORM X-17A-S | 8-03774 | | | PART Ill | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING O 1/01 /24<br>AND ENDING | 12131124 | | | MM/DD/VY | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: &Partners, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer | □ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 40 Burton Hills Blvd, Suite 350 | | | | | (No. and Street) | | | | | | | Nashville | TN | 37215 | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | Michael C Schaller | 314-897-4920 | | | (Name) | (Area Code - Telephone Number) | mike.schaller@andpartners.com<br>(Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Anders Minkler Huber & Helm LLP | | | | (Name - if individual, state last, first, and middle name) | | | 800 Market St, Suite 500 | St Louis | MO<br>63101 | | (Address) | (City) | (State)<br>(Zip Code) | | 01/25/2005 | | 2100 | | T"<br>of R,g;,u,uoo w;th PCAOB)(;f appUcableJ | FOR OFFICIAL USE ONLY | (PCAOB Reg;,traUoo N,mbec, If apphcableJ | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | 1, Michael C Schaller | | | | | swear (or affirm) that, to the best of my knowledge and…Read the full text as markdown