Full text of WILSON-DAVIS & CO., INC.'s X-17A-5 filed 2022-08-29 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ ## **WILSON-DAVIS & COMPANY, INC.** ## **FORM X-17A-5** # **WITH** ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** **YEAR ENDED JUNE 30, 2022** {2}------------------------------------------------ ## **WILSON-DAVIS & COMPANY, INC.** # **TABLE OF CONTENTS** | | Page | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | Financial Report | | | Report of Independent Registered Public Accounting Firm | 1-2 | | Oath or Affirmation to Financial Statements | 3 | | Statement of Financial Condition | 4 | | Statement of Income | 5 | | Statement of Cash Flows | 6-7 | | Statement of Changes in Stockholders' Equity | 8 | | Statement of Changes in Liabilities Subordinated<br>to Claims of General Creditors | 9 | | Notes to Financial Statements | 10-19 | | Schedule I - Computation of Net Capital | 20 | | Schedule II - Reconciliation to Respondent's Unaudited Computation | 21 | | Schedule III - Computation for Determination of Customer Account Reserve of Broker<br>and Dealers Under Rule 15c3-3 of the Securities and Exchange Commission | 22 | | Schedule IV - Reconciliation of Computation for Determination of<br>Customer Account Reserve Requirements Under Rule 15c3-3 | 23 | | Schedule V - Computation for Determination of PAB Account Reserve of Broker<br>and Dealers Under Rule 15c3-3 of the Securities and Exchange Commission | 24 | | Schedule VI - Reconciliation of Computation for Determination of<br>PAB Account Reserve Requirements Under Rule 15c3-3 | 25 | | Schedule VII - Information for Possession or Control Requirements<br>Under Rule 15c3-3 | 26 | | Compliance Report | | | Report of Independent Registered Public Accounting Firm | 27 | | Compliance Report | 28 | | SIPC Report | | # Report of Independent Registered Public Accounting Firm on Applying Agreed-Upon Procedures 29-32 {3}------------------------------------------------  To the Board of Directors and Shareholders of Wilson-Davis & Company, Inc. ## **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Wilson-Davis & Company, Inc. as of June 30, 2022, the related statements of income, changes in stockholders' equity, changes in liabilities subordinated to claims of general creditors, and cash flows for t…Read the full text as markdown