Full text of WILSON-DAVIS & CO., INC.'s X-17A-5 filed 2024-08-29 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-14299 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 06/30/2024 filing for the period beginning 07/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # ммєюєєвм: Wilson-Davis & Company, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 236 S. Main Street | | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------|--------------------------------------------|------------------------------------------------------------|-----------------|-----------------|--| | Salt Lake Citv | | Utah | | 84101 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Robert McBey | 801-532-1313 | | | rmcbey@wdco.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Haynie & Company | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1785 West 2320 South Salt Lake City | | | Utah | 84119 | | | (Address) | | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 457 | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### WILSON-DAVIS & COMPANY, INC. #### FORM X-17A-5 #### WITH #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ### YEAR ENDED JUNE 30, 2024 {2}---------------------------------…Read the full text as markdown