Full text of HAROLD W. DANCE INC.'s X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HAROLD W. DANCE, INC. DBA HAROLD DANCE INVESTMENTS** **STATEMENT OF FINANCIAL CONDITION** **December 31, 2022** {1}------------------------------------------------ | Introductory Section: | | |---------------------------------------------------------|---| | Facing Page Annual Audited Report | 1 | | Oath or Affirmation | 2 | | Financial Section: | | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Financial Statements | 5 | #### Page {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2022 filing for the period beginning 01/01/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: HAROLD DANCE INVESTMENTS TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 360 N MAIN ST | | |---------------|--| | | | | Inconn | | | I OGAN | UT | | 84321 | |----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | DANIEL J. NEELEY | 435-752-8484 | | DAN@HAROLDDANCE.COM | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Mercurius & Associates LLP | (Name - if individual, state last, first, and middle name) | | | | A-94/8, WAZIPUR INDUSTRIAL AREA, MAIN RING ROAD NEW DELF | | INDIA | 110052 | | (Address) | (City) | (State) | (Zip Code) | | 02/10/2009 | | 3223 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | (No. and Street) \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circums…Read the full text as markdown