Full text of HAROLD W. DANCE INC.'s X-17A-5 filed 2026-04-08 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## HAROLD W. DANCE, INC. DBA HAROLD DANCE INVESTMENTS ## STATEMENT OF FINANCIAL CONDITION December 31, 2025 {1}------------------------------------------------ # **Harold W. Dance, Inc. DBA Harold Dance Investments Index to Statement of Financial Condition December 31, 2025** | Introductory Section: | Page | |---------------------------------------------------------|------| | Facing Page Annual Audited Report | 3 | | Oath or Affirmation | 4 | | Financial Section: | | | Report of Independent Registered Public Accounting Firm | 5 | | Statement of Financial Condition | 6 | | Notes to Financial Statements | 7 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2025 filing for the period beginning 01/01/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: HAROLD DANCE INVESTMENTS TYPE OF REGISTRANT (check all applicable boxes): ള Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 72 E. CENTER STREET | | (No. and Street) | | | |---------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|---------------------| | LOGAN | UT | | 84321 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | DANIEL J. NEELEY | 435-752-8484 | | DAN@HAROLDDANCE.COM | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>MERCURIUS & ASSOCIATES LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | A-94/8, WAZIRPUR INDUSTRIAL AREA, MAIN RING ROAD NEW DELHI | | INDIA | 110052 | | (Address) | (City) | (State) | (Zip Code) | | 02/10/2009 | | 2332 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement…Read the full text as markdown