Full text of FAMILY INVESTORS COMPANY's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Funires: Ont 21 2022 # ANNUAL REPORTS FORM X-17A-5 PART III | Expires. Ull. 31, 2025 | |---------------------------| | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | | 8 -11190 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/22<br>MM/DD/YY | AND ENDING | 12/31/22<br>MM/DD/YY | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------|--------------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | Family Investors Company<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l× Broker-dealer<br>ി Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | | | 265 South Avenue | (No. and Street) | | | | | | | Fanwood | | | | | | | | (City) | New Jersey<br>(State) | | 07023<br>(Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Susan Tomljanovic | (908)322-1800 | susantomljanovic@familyinvestors.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BDG CPA's | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 76 North Walnut Street | Ridgewood | NJ | 07450 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 1167 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection…Read the full text as markdown