Full text of FAMILY INVESTORS COMPANY's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | 0 44400 | {1}------------------------------------------------ | Peter Chemidlin<br>l, __________________________________________________________________________________________________________________________________________________________________________ | | | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--|--|--|--| | | | | | | | | | | | December 31 _ _ , 2 023, is true and correct. I further swear (or affirm) that neither the company nor any | | | | | | | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | | | | | | | | as that of a customer. | | | | | | | | | | JANET E. ROCKMORE<br>Signature:<br>NOTARY PUBLIC OF NEW JE<br>Title:<br>AY COMMISSION EXPIRES<br>President | | | | | | | | | | | | | | | | | | | | Notary Public | | | | | | | | | | | | | | | | | | | | This filing** contains (check all applicable boxes): | | | | | | | | | | 2 (a) Statement of financial condition. | | | | | | | | | | □ (b) Notes to consolidated statement of financial condition. | | | | | | | | | | be (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of | | | | | | | | | | comprehensive income (as defined in § 210.1-02 of Regulation S-X). | | | | | | | | | | 1X (d) Statement of cash flows. | | | | | | | | | | 12 (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | | | | | | | | | (f) Statement of changes in liabilities subordinated to claims of creditors. | | | | | | | | | | [2 (g) Notes to consolidated financial statements. | | | | | | | | | | LX (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. | | | | | | | | | | ڪ (i) Computation of tangible net worth under 17 CFR 240.18a-2. | | | | | | | | | | | | | | | | | | | | □ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or | | | | | | | | | | Exhibit A to 17 CFR 240.18a-4, as applicable. | | | | | | | | | | (1) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. | | | | | | | | | | (m) Information relating to posses…Read the full text as markdown