Full text of JANNEY MONTGOMERY SCOTT LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Consolidated Statement of Financial Condition and Supplemental Information with Report of Independent Registered Public Accounting Firm December 31, 2022  WWW.JANNEY.COM • © JANNEY MONTGOMERY SCOTT LLC • MEMBER: NYSE, FINRA, SIPC {1}------------------------------------------------ {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ Consolidated Statement of Financial Condition and Supplemental Information #### December 31, 2022 #### Contents | Report of Independent Registered Public Accounting Firm 1 | | |-----------------------------------------------------------------------------------------------|--| | Consolidated Statement of Financial Condition 2 | | | Notes to Consolidated Statement of Financial Condition 3 | | | Supplemental Information: | | | Computation of Net Capital under Rule 15c3-1 of the<br>Securities and Exchange Commission 18 | | {4}------------------------------------------------  #### **Report of Independent Registered Public Accounting Firm** To the Board of Directors and Member of Janney Montgomery Scott LLC: #### *Opinion on the Financial Statement – Statement of Financial Condition* We have audited the accompanying consolidated statement of financial condition of Janney Montgomery Scott LLC and its subsidiaries (the "Company") as of December 31, 2022, including the related notes (collectively referred to as the "consolidated financial statement"). In our opinion, the consolidated financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2022 in conformity with accounting principles generally accepted in the United States of America. #### *Basis for Opinion* The consolidated financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's consolidated financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit of this consolidated financial statement in accordance with the…Read the full text as markdown