JANNEY MONTGOMERY SCOTT LLC X-17A-5 (2024-02-27) — Broker-dealer annual report

Full text of JANNEY MONTGOMERY SCOTT LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ Consolidated Statement of Financial Condition and Supplemental Information with Report of Independent Registered Public Accounting Firm December 31, 2023 ![](_page_0_Picture_3.jpeg) WWW.JANNEY.COM • © JANNEY MONTGOMERY SCOTT LLC • MEMBER: NYSE, FINRA, SIPC {1}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | (No. and Street) | | | |--------------------------------------------------|---------------------------------------------------------------------------|---------------------|--------------------------------------------| | Philadelphia | PA | | 19103 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Anthony Miller | 215-665-6137 | amiller2@janney.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | PricewaterhouseCoopers LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | | Philadelphia | PA | 19103 | | 2001 Market Street<br>(Address) | (City) | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | {2}------------------------------------------------ | Anthony Miller | | , swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------|--|------------------------------------------------------------------------|-------| | | | financial report pertaining to the firm of Janney Montgomery Scott LLC | as of | | 12/31 | | 9 003 | | ![](_page_2_Picture_3.jpeg) - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ Consolidated Statement of Financial Condition #### December 31, 2023 #### Contents | Report of Independent Registered Public Accounting Firm1 | | |----------------------------------------------------------------------------------------------|--| | Consolidated Statement of Financial Condition 2 | | | Notes to Consolidated Statement of Financial Condition 3 | | | Supplemental Information: | | | Computation of Net Capital under Rule 15c3-1 of the<br>Securities and Exchange Commission 19 | | {4}-----------------------…

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