Full text of ROMANO BROTHERS AND COMPANY's X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENT AND SUPPLEMENTARY SCHEDULES PURSUANT TO SEC RULE 17a-5(d) December 31, 2024 AVAILABLE FOR PUBLIC INSPECTION {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-14213 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2024 filing for the period beginning 01/01/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: Romano Brothers & Company TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 1560 Sherman Ave. Suite 1300 | Evanston | | | | | | |--------------------------------------------------|------------------------------------------------------------|----------------------------|--------------------------------------------|--|--| | | | | 60201 | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Eric Bederman | (847) 866-7730 | ebederman@romanowealth.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Ryan & Juraska LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 141 W. Jackson Blvd, Suite 2250 | Chicago | | 60604 | | | | | (City) | (State) | | | | | (Address) | | | (Zip Code) | | | | 03/24/2009 | | 3407 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Eric Bederman | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------…Read the full text as markdown