Full text of ROMANO BROTHERS AND COMPANY's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENT AND SUPPLEMENTARY SCHEDULES PURSUANT TO SEC RULE 17a-5(d) December 31, 2025 AVAILABLE FOR PUBLIC INSPECTION {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | 8-14213 | | |---------------------------|--| | SEC FILE NUMBER | | | hours per response:<br>12 | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | |-----------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------|--| | | FILING FOR THE PERIOD BEGINNING 01/01/2025 | AND ENDING 12/31/2025 | | | | MM/DD/YY | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM : Romano Brothers & Co. | | | | | TYPE OF REGISTRANT {check all applicable boxes) : | | | | ~ Broker-dealer | □ Security-based swap dealer | □ Major security-based swap participant | | □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 1560 Sherman Ave. Suite 1300 | | (No. and Street) | | | | | |----------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------|----------------------------|-----------------|--|--| | Evanston | IL | | 60201 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Eric Bederman | 84 7 -866-7760 | ebederman@romanowealth.com | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Ryan & Juraska LLP | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in t his f iling*<br>(Name - if individual, state last, first, and middle name) | | | | | | 141 W. Jackson Blvd, Suite 2250 Chicago | | IL | 60604 | | | | (Address) | (City) | (Stat e) | (Zip Code) | | | | 03/24/2009 | | 3407 | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement t hat t he annual reports be covered by the reports of an independent public accountant must be supported by a s…Read the full text as markdown