Full text of FIRST TRYON SECURITIES, LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17 A-5 PART Ill FACING PAGE 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2024** MM/DD/YY AND ENDING **12/31/2024** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: First Tryon Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 6101 Carnegie Blvd, Suite 210 (No. and Street) Charlotte NC (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 28209 (Zip Code) Margaret Carpenter 704-926-2980 margaret@firsttryon.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* GreerWalker LLP (Name - if individual, state last, first, and middle name) 227 W. Trade Street, Suite 1100 Charlotte NC 28202 (Address) (City) (State) (Zip Code) 06/07/2005 **2324 l" of Reg;suaHoo w;th PCAOB** II• **appUcable) FOR OFFICIAL USE ONLY {PCAOB Reg;,1ca1;0, N"mbec, tt a ppUca ble)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, H. Keith Brunnemer, 111 | | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------|--|-----------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of First Tryon Securities, LLC | | | as of | | __________ __, 2~<br>_1_2_/_3_1 | | is true and correct. I further swear (or affirm) that neither the company no…Read the full text as markdown