FIRST TRYON SECURITIES, LLC X-17A-5 (2026-04-06) — Broker-dealer annual report

Full text of FIRST TRYON SECURITIES, LLC's X-17A-5 filed 2026-04-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAI OMB Number: 3235-0123 Expires: Nov. 30, 2026 E h ### ANNUAL REPORTS FORM X-17A-5 PART III | .<br>stimated average burden | | | | | | | | |------------------------------|----|--|--|--|--|--|--| | ours per response: | 12 | | | | | | | | | | | | | | | | SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING MM/DD/YY MM/DD/YY 12/31/2025 A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: First Tryon Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): © Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 6101 Carnegie Blvd, Suite 210 | | |-------------------------------|--| |-------------------------------|--| | | (No. and Street) | | | | | | |----------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-------------------------|--|--|--| | Charlotte | NC | | 28209 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Margaret Carpenter | 704-926-2980 | | margaret@firsttryon.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>GreerWalker LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 227 W. Trade Street, Suite 1100 Charlotte | | NC | 28202 | | | | | (Address) | | | | | | | | | (City) | (State) | (Zip Code) | | | | | 06/07/2005 | | 2324 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}--------------------------------…

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