Full text of GREGORY J. SCHWARTZ & CO., INC.'s X-17A-5/A filed 2022-09-16 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM MARCH 31, 2022 (RESTATED) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden h # ANNUAL REPORTS FORM X-17A-5 PART III | 20955 | | | |--------------------------|--|--| | SEC FILE NUMBER | | | | | | | | 12<br>ours per response: | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 03/31/2022 Filing for the period beginning 04/01/2021 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Gregory J. Schwartz & Co. Inc. TYPE OF REGISTRANT (check all applicable boxes): 國 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 3707 West Maple Rd. | | | | | |-------------------------------------------------------------------------------------------------------------------------|--------|------------------------------------------------------------|--------------------------------------------|------------| | | | (No. and Street) | | | | Bloomfield Hills | | MI | | 48301 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Edward A. Schwartz | | (248)644-2701 | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 20646 Abbey Woods Ct. N, Ste. 201 Frankfort | | | = | 60423 | | (Address) | (City) | | (State) | (Zip Code) | | 12/21/2010 | | | 5376 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB contro…Read the full text as markdown