Full text of GREGORY J. SCHWARTZ & CO., INC.'s X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31 , 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 20955 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/VY AND ENDING **<sup>1</sup> 2/31/2 023** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Gregory J. Schwartz & Co. Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3707 West Maple Rd. (No. and Street) Bloomfield Hills Ml (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Edward A. Schwartz (248)644-2701 (Name) (Area Code -Telephone Number) **8. ACCOUNTANT IDENTIFICATION** (Email Address) **INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** DeMarco Sciaccotta Wilkens & Dunleavy, LLP (Name - if individual, state last, first, and middle name) 20646 Abbey Woods Ct. N, Ste. 201 Frankfort IL (Address) (City) (State) 12/21/2010 5376 48301 (Zip Code) 60423 (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | | I, Edward A. Schwartz | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | | | |-------|-----------------------|---------------------------------------------------------------------------|----|--|---------------------------------------------…Read the full text as markdown