Full text of MONNESS CRESPI HARDT & CO., INC.'s X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | | SEC FILE NUMBER | | # ANNUAL REPORTS FORM X-17A-5 | FORM X-17A-5 | | 8-21380 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------|--------------------|--|--| | | PART Ill | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | AND ENDING 12/31 /2023<br>FILING FOR THE PERIOD BEGINNING 01 /01 /2023 | | | | | | MM/DD/YY<br>MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM : Monness Crespi Hardt & Co., Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Major security-based swap participant<br>[!] Broker-dealer<br>0 Security-based swap dealer<br>0 Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 767 Third Avenue, 16th Floor | | | | | | | (No. and Street) | | | | | New York | NY | 10017-2047 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Neil Crespi | (212) 838-7575 | ncrespi@mchny .com | | | | (Name) | (Area Code- Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## Katz, Sapper & Miller, LLP | (Name- if individual, state last, first, and middle name) | | | | | |-----------------------------------------------------------|--|-----------------------|---------|------------| | 7 Penn Plaza, Suite 1500 | | New York | NY | 10001 | | (Address) | | (City) | (State) | (Zip Code) | | 11/23/2006 | | | 2804 | | | rte<br>of ''"""tloo with PCAOB)(If •PPU"bl•) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the…Read the full text as markdown