MONNESS CRESPI HARDT & CO., INC. X-17A-5 (2026-02-27) — Broker-dealer annual report

Full text of MONNESS CRESPI HARDT & CO., INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill > > FACING PAGE | 0MB Number: 3235-0123 | |--------------------------| | Expires:Nov.30,2026 | | Estimated average burden | | hours per response: 12 | | | # SEC FILE NUMBER 8-21380 Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING **\_1\_2\_/3\_1 /\_2\_0\_25\_\_** FILING FOR THE PERIOD BEGINNING **O 1/01/2025** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_M\_o\_n\_n\_e\_s\_s\_C\_re\_s\_p\_i\_H\_a\_r\_d\_t\_&\_C\_o\_.\_, \_I n\_c\_. \_\_\_\_\_ \_ TYPE OF **REGISTRANT (check all applicable boxes):** ~ **Broker-dealer** D **Security-based swap dealer** D **Major security-based swap participant** D Check here if respondent is also an OTC derivatives dealer **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** 780 Third Avenue, 24th Floor **(No.** and Street) New York NY 10017-2024 (City) (State) (Zip Code) PERSON TO CONT ACT WITH REGARD TO THIS FILING Neil Crespi (212) 838 7575 ncrespi@mchny.com (Name) (Area Code - Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** Katz, Sapper & Miller, LLP (Name - if individual, state last, first, and middle name) 488 Madison Avenue Fl 18 New York NY 10022 (Address) (City) (State) (Zip Code) 11/23/2006 2804 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number if applicable) **FOR OFFICIAL USE ONL V** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of Information contained** In **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR **AFFIRMATION** | | swear (or affirm) that, to the best of my knowledge and belief, the<br>I, Neil Crespi | | | | | | |---|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--| | | financial report pe…

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