Full text of PACTOLUS SECURITIES, LLC's X-17A-5 filed 2022-08-29 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PACTOLUS CAPITAL PARTNERS** ## **FINANCIAL STATEMENT JUNE 30, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** Filed as a public document pursuant to Rule 17a-(5)(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ #### **TABLE OF CONTENTS** | | Page | |---------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statement: | | | Statement of Financial Condition | 2 | | Notes to the Financial Statement | 3 | {2}------------------------------------------------  #### **ZĞƉŽƌƚŽĨ/ŶĚĞƉĞŶĚĞŶƚZĞŐŝƐƚĞƌĞĚWƵďůŝĐĐĐŽƵŶƚŝŶŐ&ŝƌŵ** dŽƚŚĞDĞŵďĞƌŽĨ WĂĐƚŽůƵƐĂƉŝƚĂůWĂƌƚŶĞƌƐ #### **KƉŝŶŝŽŶŽŶƚŚĞ&ŝŶĂŶĐŝĂů^ƚĂƚĞŵĞŶƚ** tĞ ŚĂǀĞ ĂƵĚŝƚĞĚ ƚŚĞ ĂĐĐŽŵƉĂŶLJŝŶŐ ƐƚĂƚĞŵĞŶƚ ŽĨ ĨŝŶĂŶĐŝĂů ĐŽŶĚŝƚŝŽŶ ŽĨ WĂĐƚŽůƵƐ ĂƉŝƚĂů WĂƌƚŶĞƌƐ ;ƚŚĞ ŽŵƉĂŶLJͿ ĂƐ ŽĨ :ƵŶĞϯϬ͕ϮϬϮϮ͕ĂŶĚƚŚĞƌĞůĂƚĞĚŶŽƚĞƐƚŽƚŚĞĨŝŶĂŶĐŝĂůƐƚĂƚĞŵĞŶƚ;ĐŽůůĞĐƚŝǀĞůLJƌĞĨĞƌƌĞĚƚŽĂƐƚŚĞĨŝŶĂŶĐŝĂůƐƚĂƚĞŵĞŶƚͿ͘/ŶŽƵƌ ŽƉŝŶŝŽŶ͕ƚŚĞĨŝŶĂŶĐŝĂůƐƚĂƚĞŵĞŶƚƉƌĞƐĞŶƚƐĨĂŝƌůLJ͕ŝŶĂůůŵĂƚĞƌŝĂůƌĞƐƉĞĐƚƐ͕ƚŚĞĨŝŶĂŶĐŝĂůƉŽƐŝƚŝŽŶŽĨWĂĐƚŽůƵƐĂƉŝƚĂůWĂƌƚŶĞƌƐĂƐ ŽĨ:ƵŶĞϯϬ͕ϮϬϮϮ͕ŝŶĐŽŶĨŽƌŵŝƚLJǁŝƚŚĂĐĐŽƵŶƚŝŶŐƉƌŝŶĐŝƉůĞƐŐĞŶĞƌĂůůLJĂĐĐĞƉƚĞĚŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐŽĨŵĞƌŝĐĂ͘ #### **ĂƐŝƐĨŽƌKƉŝŶŝŽŶ** dŚŝƐĨŝŶĂŶĐŝĂůƐƚĂƚĞŵĞŶƚŝƐƚŚĞƌĞƐƉŽŶƐŝďŝůŝƚLJŽĨƚŚĞŽŵƉĂŶLJ͛ƐŵĂŶĂŐĞŵĞŶƚ͘KƵƌƌĞƐƉŽŶƐŝďŝůŝƚLJŝƐƚŽĞdžƉƌĞƐƐĂŶŽƉŝŶŝŽŶŽŶ ƚŚŝƐĨŝŶĂŶĐŝĂůƐƚĂƚĞŵĞŶƚďĂƐĞĚŽŶŽƵƌĂƵĚŝƚ͘tĞĂƌĞĂƉƵďůŝĐĂĐĐŽƵŶƚŝŶŐĨŝƌŵƌĞŐŝƐƚĞƌĞĚǁŝƚŚƚŚĞWƵďůŝĐŽŵƉĂŶLJĐĐŽƵŶƚŝŶŐ KǀĞƌƐŝŐŚƚŽĂƌĚ ;hŶŝƚĞĚ^ƚĂƚĞƐͿ ;WKͿĂŶĚĂƌĞƌĞƋƵŝƌĞĚƚŽďĞŝŶĚĞƉĞŶĚĞŶƚǁŝƚŚƌĞƐƉĞĐƚƚŽWĂĐƚŽůƵƐĂƉŝƚĂůWĂƌƚŶĞƌƐŝŶ ĂĐĐŽƌĚĂŶĐĞǁŝƚŚ ƚŚĞh͘^͘ ĨĞĚĞƌĂů ƐĞĐƵƌŝƚŝĞƐ ůĂǁƐĂŶĚ ƚŚĞĂƉƉůŝĐĂďůĞ ƌƵůĞƐĂŶĚ ƌĞŐƵůĂƚŝŽŶƐ ŽĨ ƚŚĞ^ĞĐƵƌŝƚŝĞƐĂŶĚdžĐŚĂŶŐĞ ŽŵŵŝƐƐŝŽŶĂŶĚƚŚĞWK͘ tĞĐŽŶĚƵĐƚĞĚŽƵƌĂƵĚŝƚŝŶĂĐĐŽƌĚĂŶĐĞǁŝƚŚƚŚĞƐƚĂŶĚĂƌĚƐŽĨƚŚĞWK͘dŚŽƐĞƐƚĂŶĚĂƌĚƐƌĞƋƵŝƌĞƚŚĂƚǁĞƉůĂŶĂŶĚƉĞƌĨŽƌŵ ƚŚĞĂƵĚŝƚƚŽŽďƚĂŝŶƌĞĂƐŽŶĂďůĞĂƐƐƵƌĂŶĐĞĂďŽƵƚǁŚĞƚŚĞƌƚŚĞĨŝŶĂŶĐŝĂůƐƚĂƚĞŵĞŶƚŝƐĨƌĞĞŽĨŵĂƚĞƌŝĂůŵŝƐƐƚĂƚĞŵĞŶƚ͕ǁŚĞƚŚĞƌ ĚƵĞƚŽĞƌƌŽƌŽƌĨƌĂƵĚ͘dŚĞŽŵƉĂŶLJŝƐŶŽƚƌĞƋƵŝƌĞĚƚŽŚĂǀĞ͕ŶŽƌǁĞƌĞǁĞĞŶŐĂŐĞĚƚŽƉĞƌĨŽƌŵ͕ĂŶĂƵĚŝƚŽĨŝƚƐŝŶƚĞƌŶĂůĐŽŶƚƌŽů ŽǀĞƌĨŝŶĂŶĐŝĂůƌĞƉŽƌƚŝŶŐ͘ƐƉĂƌƚŽĨŽƵƌĂƵĚŝƚǁĞĂƌĞƌĞƋƵŝƌĞĚƚŽŽďƚĂŝŶĂŶƵŶĚĞƌƐƚĂŶĚŝŶŐŽĨŝŶƚĞƌŶĂůĐŽŶƚƌŽůŽǀĞƌĨŝŶĂŶĐŝĂů ƌĞƉŽƌƚŝŶŐďƵƚŶŽƚĨŽƌƚŚĞƉƵƌƉŽƐĞŽĨĞdžƉƌĞƐƐŝŶŐĂŶŽƉŝŶŝŽŶŽŶƚŚĞĞĨĨĞĐƚŝǀĞŶĞƐƐŽĨƚŚĞĞŶƚŝƚLJ͛ƐŝŶƚĞƌŶĂůĐŽŶƚƌŽůŽǀĞƌĨŝŶĂŶĐŝĂů ƌĞƉŽƌƚŝŶŐ͘ĐĐŽƌĚŝŶŐůLJ͕ǁĞĞdžƉƌĞƐƐŶŽƐƵĐŚŽƉŝŶŝŽŶ͘ KƵƌĂƵĚŝƚŝŶĐůƵĚĞĚƉĞƌĨŽƌŵŝŶŐƉƌŽĐĞĚƵƌĞƐƚŽĂƐƐĞƐƐƚŚĞƌŝƐŬƐŽĨŵĂƚĞƌŝĂůŵŝƐƐƚĂƚĞŵĞŶƚŽĨƚŚĞĨŝŶĂŶĐŝĂůƐƚĂƚĞŵĞŶƚ͕ǁŚĞƚŚĞƌ ĚƵĞƚŽĞƌƌŽƌŽƌĨƌĂƵĚ͕ĂŶĚƉĞƌĨŽƌŵŝŶŐƉƌŽĐĞĚƵƌĞƐƚŚĂƚƌĞƐƉŽŶĚƚŽƚŚŽƐĞƌŝƐŬƐ͘^ƵĐŚƉƌŽĐĞĚƵƌĞƐŝŶĐůƵĚĞĚĞdžĂŵŝŶŝŶŐ…Read the full text as markdown