PACTOLUS SECURITIES, LLC X-17A-5 (2024-08-29) — Broker-dealer annual report

Full text of PACTOLUS SECURITIES, LLC's X-17A-5 filed 2024-08-29 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | |-----------------| | 8-21979 | **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----|-----------------------|--------------------------------------------|--| | | FILING FOR THE PERIOD BEGINNING 07-01-2023 | | AND ENDING 06-30-2024 | | | | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Pactolus Capital Partners | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 8614 Westwood Center Drive, Suite 620 | | | | | | | | (No. and Street) | | | | | | VIENNA | VA | | | 22182 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | GERY SADZEWICZ | 815-782-1250 | | | gery@gscomplianceconsulting.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Weaver and Tidwell, L.L.P. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 2821 West Seventh Street, Suite 700 | FORT WORTH | | TX | 76107 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/1472003 | | 410 | | | | | te of ReglWatloo with PCAOB)(;f applicable) | | | | (PCAOB Reglstcatloo N,mbec, If apPllcable) | | | r | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and ci…

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