Full text of R.M. STARK & CO., INC.'s X-17A-5 filed 2024-12-06 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  **Financial Statements and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5** **September 30, 2024** {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5 | | | OMB APPROVAL<br>OMB Number: 3235-0123 | | |-----------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------|----------------------------------------------------------------------------------------------------|--| | | | | Expires: Nov. 30, 2026<br>Estimated average burden<br>12<br>hours per response:<br>SEC FILE NUMBER | | | | | | | | | | | | PART III | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | filing for the period beginning 10/1/2023 | | | AND ENDING 9/30/2024 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: R.M. Stark & Co., Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Check here if respondent is also an OTC derivatives dealer | Broker-dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 730S Federal Highway | | | | | | | (No. and Street) | | | | | Lake Worth Beach | ﻠ | | 33460 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Stacey Stark | 561-243-3815x108 sstark@rmstark.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. Accountant IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | Assurance Dimensions | | | | | | 3111 N.UNIVERSITY DR,SUITE 621 | (Name - if individual, state last, first, and middle name)<br>CORAL SPRINGS | | 33065 | | | (Address) | (City) | (State) | (Zip Code) | | | 4/13/2010 | | 5036 | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of…Read the full text as markdown