Full text of R.M. STARK & CO., INC.'s X-17A-5 filed 2025-12-04 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  **Financial Statement and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5** **September 30, 2025** {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ANNUAL REPORTS FORM X-17A-5 | Estimated average burden<br>nours per response: 12 | | |----------------------------------------------------|--| | SEC FILE NUMBER | | | 8-22543 | | OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 ## PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 10/1/2024 MM/DD/YY AND ENDING 9/30/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: R.M. Stark & Co., Inc. TYPE OF REGISTRANT (check all applicable boxes): = Broker-dealer = [ Security-based swap dealer = [ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 730 S Federal Highway | | (No. and Street) | | | |--------------------------------------------------|---------------------------------------------------------------------------|-----------------|--------------------------------------------| | Lake Worth Beach | El | | 33460 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Gary Stark | 561-243-3815 | | gstark@rmstark.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Assurance Dimensions, LLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 3111 N UNIVERSITY DR, SUITE 621 | CORAL SPRINGS | - - | 33065 | | (Address) | (City) | (State) | (Zip Code) | | 4/13/2010 | | 5036 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained…Read the full text as markdown