BNY MELLON SECURITIES CORPORATION X-17A-5 (2025-02-28) — Broker-dealer annual report

Full text of BNY MELLON SECURITIES CORPORATION's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ (An Indirect Wholly Owned Subsidiary of The Bank ofNew York Mellon Corporation) Statement of Financial Condition December 31 , 2024 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB Number: 3235-0123 | | |---------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | | | | 8-13801 0MB APPROVAL **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2024** AND ENDING **12/31/2024** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: BNY Mellon Securities Corporation TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 240 Greenwich Street | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|--------------------|--| | New York | NY | 10286 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Linda Q. Fu | (212) 815-5374 | linda.q.fu@bny.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | KPMG LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | |----------------------------------------------|------------------------------------------------------------|---------|------------------------------------------------| | 345 Park Avenue | New York | NY | 10154 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 185 | | | Tte of Reg;s,,at;oo w;th PCAOB)Hf applkable) | | | I<br>(PCAOB Reg;,tratloo N,mber, ;f applkable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the…

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