BNY MELLON SECURITIES CORPORATION X-17A-5 (2026-02-26) — Broker-dealer annual report

Full text of BNY MELLON SECURITIES CORPORATION's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ (An Indirect Wholly Owned Subsidiary of The Bank ofNew York Mellon Corporation) Statement of Financial Condition December 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0 MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-13801 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD **BEGINNING 01/01/2025** AND ENDING **12/31/2025** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: BNY Mellon Securities Corporation TYPE OF REGISTRANT (check all applicable boxes): GJ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 240 Greenwich Street | | {No. and Street) | | | |-------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------|--------------------|------------------------------------------------| | New York | NY | | 10286 | | {City) | (State) | | {Zip Code) | | PERSON TO CONTACT W ITH REGARD TO THIS FI LI NG | | | | | Linda Q. Fu | (212) 815-5374 | linda.q.fu@bny.com | | | (Name) | (Area Code - Telephone Number) | {Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | KPMG LLP | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in t his filing*<br>{Name - if individual, state last, first, and middle name) | | | | 500 Grant Street | Pittsburgh | PA | 15219 | | (Address) | (City) | {State) | {Zip Code) | | 10/20/2003 | | 185 | | | | | | I<br>(PCAOB Reg;strat;o" N"mbec, ff applkable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e){l){ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)