Full text of INSTINET, LLC's X-17A-5 filed 2022-05-27 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  #### S T A T E M E N T O F F I N A N C I A L C O N D I T I O N STATEMENT OF FINANCIAL CONDITION Instinet, LLC (A Wholly Owned Subsidiary of Instinet Holdings Incorporated) March 31, 2022 With Report of Independent Registered Public Accounting Firm Instinet, LLC (A Wholly Owned Subsidiary of Instinet Holdings Incorporated) March 31 , 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5** | | | | 8-23669 | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|----------------------|---------------------------------------------|--| | | PART Ill | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 04/01 /21 | | AND ENDING 03/31 /22 | | | | | MM/DD/YY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | lnstinet, LLC<br>NAME oF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!J Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | Worldwide Plaza, 309 West 49th Street, 6th Floor | | | | | | (No. and Street) | | | | | New York | NY | | 10019 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Laure Richmond | 212-310-4307 | | laure.richmond@instinet.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Ernst & Young, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | | | One Manhattan West | New York | NY | 10001 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 42 | | | | rte<br>of Reg;stcauo, with PCAOB)(;f appUcable…Read the full text as markdown