Full text of INSTINET, LLC's X-17A-5 filed 2025-05-30 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION Instinet, LLC (A Wholly Owned Subsidiary of Instinet Holdings Incorporated) Year Ended March 31, 2025 With Report and Supplementary Report of Independent Registered Public Accounting Firm (Confidential Pursuant to SEC Rule 17a-5(e)(3) and CFTC Regulation 1.10(g)) {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III sec file number 8-23669 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|-----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | 04/01/24 | 03/31/25<br>AND ENDING | | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | Instinet, LLC<br>NAME OF FIRM· | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | _ Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | Worldwide Plaza, 309 West 49th Street | | | | | | | (No. and Street) | | | | | New York | | New York | | 10019 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Christy Schaffner | (212) 667-8903 | | | christy.schaffner@nomura.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1 Manhattan West | New York | | NY | 10001 | | (Address) | (City) | | (State) | (Zip Code) | | 10/20/2003 | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be supported…Read the full text as markdown