Full text of COMMONWEALTH EQUITY SERVICES, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # COMMONWEALTH FINANCIAL NETWORKSM A REGISTERED SERVICE MARK OF COMMONWEALTH EQUITY SERVICES, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 (Public) {1}------------------------------------------------ | | Public | | | | | |--|--------|--|--|--|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ Public | Jonathan Cleasby | swear (or affirm) that, to the best of my knowledge and belief, the | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|--|--|--|--| | tinancial report pertaining to the firm of Commonwealth Financial Network | as of | | | | | | 12/31 | 2 022 | | | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | | | | | | | | | | | | Signature: | | |--------------------------|--| | Title: | | | Chief Financial Officer/ | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # COMMONWEALTH FINANCIAL NETWORKSM A REGISTERED SERVICE MARK OF COMMONWEALTH EQUITY SERVICES, LLC # CONTENTS | Report of Independent Registered Public Accounting Firm 1-2 | | |--------------------------------------------------------------|--| | Financial Statement<br>Statement of Financial Condition 3 | | | Notes to Financial Statement 4-25 | | {4}------------------------------------------------  #### **Report of Independent Registered Public Accounting Firm** Member and the Board of Directors of Commonwealth Financial Network (A Registered Service Mark of Commonwealth Equity Services, LLC) #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Commonwealth Financial Network (the Company), a Registered Service Mark of Commonwealth Equity Services, LLC, as of December 31, 2022, and the related notes (collectively, the financial statement). In our opinion, the fi…Read the full text as markdown