Full text of COMMONWEALTH EQUITY SERVICES, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  COMMONWEALTH FINANCIAL NETWORKSM A REGISTERED SERVICE MARK OF COMMONWEALTH EQUITY SERVICES, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 (Public) {1}------------------------------------------------ | | Public | | | | | | | |--|--------|--|--|--|--|--|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ Public | Jonathan Cleasbv<br>swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------------------------------------|-------| | tinancial report pertaining to the firm of Commonwealth Financial Network | as of | | . 2 023 , is true and correct. I further swear (or affirm) that neither the company nor any<br>215 | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # COMMONWEALTH FINANCIAL NETWORKSM A REGISTERED SERVICE MARK OF COMMONWEALTH EQUITY SERVICES, LLC # CONTENTS | Report of Independent Registered Public Accounting Firm 1 | | |------------------------------------------------------------|--| | Financial Statement<br>Statement of Financial Condition 2 | | | Notes to Financial Statement 3-26 | | {4}------------------------------------------------  #### **Report of Independent Registered Public Accounting Firm** Member and the Board of Directors of Commonwealth Financial Network (A Registered Service Mark of Commonwealth Equity Services, LLC) #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Commonwealth Financial Network, a Registered Service Mark of Commonwealth Equity Services, LLC (the Company), as of December 31, 2023, and the related notes (collectively, the financial statement). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2023, in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** This financial statement is the resp…Read the full text as markdown