Full text of T. ROWE PRICE INVESTMENT SERVICES, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ T. ROWE PRICE INVESTMENT SERVICES, INC. STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020 (FOR PUBLIC DISCLOSURE) {1}------------------------------------------------ | | | UNITED STATES | | | OMB AP PROV AL | | |--------------------------------------------------------------------------|-----------|---------------------------------------------------------------------------------------------------------------------------------------|------------|------------------------|--------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | | OMB Number: 3235-0123 | | | | | | Washington, D.C. 20549 | | | Expires: October 31, 2023<br>Estimated average burden | | | | | ANNUAL AUDITED REPORT | | | hours per response 12.00 | | | | | FORM X-17 A-5 | | | | | | | | PART ID | | | SEC FILE NUMBER | | | FACING PAGE | | | 8-25130 | | | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of1934 and Rule 17a-5 Thereunder | | | | | | REPORT FOR THE PERIOD BEGINNING | | O 1/01/2020<br>MM/DD/YY | AND ENDING | 12/31/2020<br>MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: T. Rowe Price Investment Services, Inc. | | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | FIRM I.D. NO. | | | 100 East Pratt Street | | | | | | | | | | (No. and Street) | | | | | | Baltimore | | MD | | | 21202 | | | (City) | | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | Susanne Piccirillo Voelker | | | | | 410-345-6634 | | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | KPMGLLP | | | | | | | | | (Name - | if individual, state, last,first, middle name) | | | | | | 7 50 East Pratt Street | Baltimore | | MD | | 21202 | | | (Address) | (City) | | (State) | | (Zip Code) | | | CHECK ONE: | | | | | | | | 00 Certified Public Accountant | | | | | | | | D Public Accountant | | | | | | | | D Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claimsforexemptionfrom the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statem…Read the full text as markdown