Full text of T. ROWE PRICE INVESTMENT SERVICES, INC.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ T. ROWE PRICE INVESTMENT SERVICES, INC. STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 (FOR PUBLIC DISCLOSURE) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31. 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | | SEC FILE NUMBER | |--|-----------------| |--|-----------------| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/2021 FILING FOR THE PERIOD BEGINNING 01/01/2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: T. Rowe Price Investment Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 100 East Pratt Street | (No. and Street) | | | | | | | | | |------------------------------------------------------------------------------------------------|--------------|--------------------------------|-----------------------------|-----------------|--|--|--|--| | Baltimore | | MD | | 21202 | | | | | | (City) | | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Britton Nyce | 410-345-6664 | | britton.nyce@troweprice.com | | | | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 750 East Pratt Street, 18th Floor Baltimore | | | MD | 21202 | | | | | | (Address) | | (City) | (State) | (Zip Code) | | | | | | 10/20/2003 | | | 185 | | | | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable) | | | | | | | | | FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to…Read the full text as markdown