Full text of THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.'s X-17A-5 filed 2024-09-27 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under* the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 7/1/2023 AND ENDING _6/30/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Thurston, Springer, Miller, Herd & Titak, Inc. TYPE OF REGISTRANT (check all applicable boxes): ? Broker-dealer ? Security-based swap dealer ? Major security-based swap* participant ? Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 9000 Keystone Crossing, Suite 740 (No. and Street) Indianapolis IN 46240 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Matthew Reynolds (317 - 581 - 4003) mreynolds@thurstonspringer.com (Name) (Area Code ? Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* Michael Coglianese CPA, P.C. (Name ? if individual, state last, first, and middle name) 300 N. State St., Suite 5720 Chicago IL 60654 (Address) (City) (State) (Zip Code) 10/20/2009 (Date of Registration with PCAOB)(if applicable) 3874 (PCAOB Registration Number, if applicable) * Claims for exemption from the requirement that the annual reports be covered* by the reports of an independent public accountant must be supported by a* statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to* the collection of information contained in this form are not required to* respond unless the form displays a currently valid OMB control number. OATH OR AFFIRMATION I, Matthew M. Reynolds , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Thurston, Springer, Miller, Herd & Titak Inc. , as of 6/30 , 2_024 , is true and correct. I further swear (or affirm) that* neither the company nor any partner, officer, director, or equivalent person,* as the case may be, has any proprietary interest in any account classified* solely as that of a customer. This filing** contains (check all applicable boxes): ? (a) Statement of financial condition. ? (b) Notes to consolidated statement of financial condition. ? (c) Statement of income (loss) or, if there is other comprehensive income* in the period(s) presented, a statemen…
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