Full text of THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.'s X-17A-5 filed 2023-09-29 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ edgarfiling.sec.gov/submitX17A5Form.html?action=print | - 20 1 - 2 - 2 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | BACT STUDIOSSO | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | ANNUAL AUDITED REPORT | 18 8 4 11 1 1 1 1 4 4 1 | | Company Rock B B . I | Form X-17A-5<br>Part II | 11/1 ------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | X-17A-5: Filer Information | | | | Filer CIK | 0000319933 | | | Filer CCC | 102ungauh | | | | Comments of the comments of | |--------------------------------------------------------------------------------|--------------------------------| | ls this a LIVE or TEST Filing? | C LIVE & TEST | | Would you like a Return Copy? | D | | Is this an electronic copy of an official<br>filing submitted in paper format? | L | | Confirming Broker Dealer Copy File<br>Number | | | Confirming Security-Based Swap Entity<br>Copy File Number | | | Submission Contact Information | | | Name | Matthew Reynolds | | Phone | 312-399-4932 | | E-Mail Address | mreynolds@thurstonspringer.com | | Notification Information | | | Notify via Filing Website only? | ﺎ | | Notification E-mail Address | mreynolds@thurstonspringer.com | | Notification E-mail Address | nmazzinl@thurstonspringer.com | ## X-17A-5: Submission Information | Report for the Period Beginning | 07-01-2022 | | | |---------------------------------|-----------------------|-------------------------------|--------------------------------------------| | end Ending | 06-30-2023 | | | | Type of Registrant | V Broker-deeler…Read the full text as markdown