Full text of MUTUAL TRUST Co OF AMERICA SECURITIES's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>PUBLIC<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | 0MB APPROVAL<br>OMS Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12<br>SEC FILE NUMBER | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------|-----------------|------------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | AND ENDING 12/31 /21 | | | | | | | | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /21<br>MM/DD/VY | | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: Mutual Trust Co. Of America Securities | | | | | | | | | TYPE OF REGISTRANT (check all applicable bDxes):<br>® Broker-dealer<br>□ Major security-based swap participant<br>□ Security-based swap dealer<br>□ Check here If respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 546 16th Ave NE | | | | | | | | | | (No. and Street)<br>St. Petersburg | Florida | | 33704 | | | | | {City) | | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Jed Bandes | 727 -799-9922 | | | jed@mutualtrustco.com | | | | | (Name) | (Area Code -Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB AND COMPANY, PA<br>{Name- if individual, state last, first, and middle name)<br>100 E SYBELIAAVE, SUITE 130 MAITLAND | | | | | | | | | | | | FL | 32751 | | | | | (Address)<br>JULY 28, 2004 | {City) | | (State)<br>1839 | (Zip Code) | | | | | | | | | | | | | | | • Claims for exemption from the requirement that…Read the full text as markdown