Full text of MUTUAL TRUST Co OF AMERICA SECURITIES's X-17A-5 filed 2023-04-10 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | PUBLIC | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235~0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | |------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|-----------------------|-----------------------------------------------------------------------------------------------------------------------|--|--| | | | ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill | | SEC FILE NUMBER | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/22<br>AND ENDING 12/31 /22<br>MM/DD/YY<br>MM/DD/YY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Mutual Trust Co. Of America Securities | | | | | | | Iii! Broker-dealer | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Check here if respondent Is also an OTC derivatives dealer | | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 546 16th Ave NE | | | | | | | | | | (No. and Street) | | | | | | | St. Petersburg | Florida | | 33704 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jed Bandes | 727-799-9922 | | jed@mutualtrustco.com | | | | | (Name) | | {Area Code-Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB AND COMPANY, PA | | | | | | | | (Name -If individual, state last, first, and middle name) | | | | | | | | 100 E SYBELIAAVE, SUITE 130 MAITLAND | | FL | 32751 | | | | (Address)<br>JULY 28, 2004 | (City) | | (State)<br>1839 | (Zip Code) | | | | r | ••«~•oo•~ •~m,, ~w., ,o, "'"""' "" °"" | | | I<br>"""'' -••oo •="'-•<br>.,,,oc | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | acc0untant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CF…Read the full text as markdown