Full text of WALL STREET ACCESS's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill | | SEC FILE NUMBER | |--|-----------------| **8-25936** ## **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 1I\_1\_I2\_0\_2\_1 \_\_ AND ENDING 12\_/\_3\_1/\_2\_1 \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ W\_a\_ll\_S\_tr\_e\_e\_t A\_cc\_e\_s\_s \_ TYPE OF REGISTRANT (check all applicable boxes): 00 Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Wall Street, Suite 804 New York (No. and Street) **NY** 10005 (City) PERSON TO CONTACT WITH REGARD TO THIS FILING (State) (Zip Code) John Mitchell (212)709-9420 john.mitchell@wsaccess.com {Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* WithumSmith+Brown, PC (Name - if individual, state last, first, and middle name) 1411 Broadway, 9th Floor New York NY 10018 (Address) 10/8/2003 (City) (State) (Zip Code) **100 T" of Registration with PCAOB** )(If **applicable) FOR OFFICIAL USE ONLY (PCAOB Registratlon Number,** If **a pplicable]** <sup>I</sup> \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | OATH OR AFFIRMATION | | | | | | | |------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|------------|--|--|--|--| | Arthur Goetchius<br>I,<br>financial report pertaining to the firm of | ~<br>swear (or affirm} that…Read the full text as markdown