Full text of WALL STREET ACCESS's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-25936 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /24** MM/DD/VY AND ENDING **12/31 /24** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME or FIRM: Wall Street Access TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 100 Wall Street, Suite 804 | (No. and Street) | | | | | | | |----------------------------------------------|-------------------------------|--|--|--|--|--| | NY | 10005 | | | | | | | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | (212)709-9420 | john.mitchell@wsaccess.com | | | | | | | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | (Area Code -Telephone Number) | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # WithumSmitch+Brown | (Name - if individual, state last, first, and middle name) | | | | | | | |------------------------------------------------------------|----------|---------|------------|--|--|--| | 1411 Broadway, 9th Floor | New York | NY | 10018 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/8/2003 | | 100 | | | | | | r<br>te of Registration with PCAOB )hf applicable] | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ | | GREGORY D. VISCOVICH | | |-----|-------…Read the full text as markdown