Full text of PAULSON INVESTMENT COMPANY LLC's X-17A-5 filed 2023-03-10 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PAULSON INVESTMENT COMPANY, LLC Statement of Financial Condition and Accompanying Notes Year ended December 31, 2022 Available for Public Inspection {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | NNUAL REPORTS | | | | | | | |---------------|--|--|--|--|--|--| | FORM X-17A-5 | | | | | | | | PART III | | | | | | | | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | SEC FILE NUMBER 8-26807 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 1/1/2022 AND ENDING MM/DD/YY MM/DD/YY 12/31/2022 A. REGISTRANT IDENTIFICATION NAME OF FIRM: Paulson Investment Company, LLC TYPE OF REGISTRANT (check all applicable boxes): ම Broker-dealer [ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 5335 SW Meadows Road, Suite 465 | | | (No. and Street) | | | | | |-------------------------------------------------------------------------------------------------|---------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------------------------|--|--| | Lake Oswego | | OR | | 97035 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Malcolm A Winks | | 312-940-8327 | | awinks@paulsoninvestment.com | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ryan & Juraska LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 141 W Jackson Blvd #2250 Chicago | | | | 60604 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | 3/24/2009 | | | 3407 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Se…Read the full text as markdown