PAULSON INVESTMENT COMPANY LLC X-17A-5 (2025-03-03) — Broker-dealer annual report

Full text of PAULSON INVESTMENT COMPANY LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **PAULSON INVESTMENT COMPANY, LLC** **Statement of Financial Condition and Accompanying Notes** **Year ended December 31, 2024** **Available for Public Inspection** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | UNID APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | 8-26807 # ANNUAL REPORTS FORM X-17A-5 PART III | Filing for the period beginning 1/1/2024 | | AND ENDING 12/31/2024 | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------|------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Paulson Investment Company, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 10220 SW Greenburg Road, Suite 380 | | | | | | | (No. and Street) | | | | | Portland | OR | | 97223 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Malcolm A Winks | 312-940-8327 | | awinks@paulsoninvestment.com | | | (Name) | | (Area Code - Telephone Number)<br>(Email Address) | | | | | B. Accountant IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ryan & Juraska LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 141 W Jackson Blvd #2250 Chicago | | | 60604 | | | Address) | (City) | (State) | (Zip Code) | | | 3/24/2009 | | 3407 | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Malcolm Win…

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