Full text of ROBERT A. STANGER & COMPANY, INC.'s X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. <sup>20549</sup>** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | | | | | | **8-27120** **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 0<br>1---'--<br>/<br>0<br>1/<br>2<br>2<br>___<br>_<br>_<br>_<br>_<br>MM/DD/VY | __ AND ENDING ___ 1 | 2-=-/<br>3--'1/'----2<br>2<br>__<br>_<br>_<br>_<br>MM/DD/VY | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------------------------------|-------------------------------------------------------------|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | _._S<br>C<br>_o_m_ p_a_n_y,_l<br>R<br>_o_b<br>A<br>_a_n_g_er_&<br>_e_rt<br>t<br>NAME OF FIRM:<br>_n_c_. --------<br>___<br>__<br>_<br>_<br>_ | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | Broad<br>Street,<br>Suite<br>1129 | 201 | | | | | | | | (No. and Street) | | | | | | | | Shrewsbury | NJ | | 07702 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Kevin<br>K.<br>Hull | (732)<br>389-3600 | | khull@rastanger.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | O'Connor<br>PKF<br>Davies, | LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 12th<br>245<br>Park<br>Avenue, | Floor<br>New<br>York | NY | 10167 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 09/29/03 | | | 127 | | | | | | rte<br>of R,g;strat;oo w;th PCAOB)Of appUcable) | FOR OFFICIAL USE ONLY | | {PCAOB ,,,;~c,t;oo Nombe,, ;f appUcable) |…Read the full text as markdown