Full text of ROBERT A. STANGER & COMPANY, INC.'s X-17A-5 filed 2025-02-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # 38%/,& **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: EŽǀ͘ϯϬ͕ϮϬϮϲ Estimated average burden hours per response: > SEC FILE NUMBER ϴͲϮϳϭϮϬ ## **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | ϬϭͬϬϭͬϮϰ<br>MM/DD/YY | | ϭϮͬϯϭͬϮϰ<br>MM/DD/YY | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|---------|--------------------------------------------|--|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | | ZŽďĞƌƚ͘^ƚĂŶŐĞƌΘŽŵƉĂŶLJ͕/ŶĐ͘<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>y<br>܆<br>܆<br>܆<br>Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>܆ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | ϭϭϮϵƌŽĂĚ^ƚƌĞĞƚ͕^ƵŝƚĞϮϬϭ<br>_____________________________________________________________________________________ | | | | | | | | | | (No. and Street) | | | | | | | | | | ^ŚƌĞǁƐďƵƌLJE:ϬϳϳϬϮ<br>_____________________________________________________________________________________ | | | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | <ĞǀŝŶ<͘,Ƶůů;ϳϯϮͿϯϴϵͲϯϲϬϬŬŚƵůůΛƌĂƐƚĂŶŐĞƌ͘ĐŽŵ<br>_____________________________________________________________________________________ | | | | | | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>W<&KΖŽŶŶŽƌĂǀŝĞƐ͕>>W | | | | | | | | | | _____________________________________________________________________________________<br>(Name – if individual, state last, first, and middle name) | | | | | | | | | | ϮϰϱWĂƌŬǀĞŶƵĞ͕ϭϮƚŚ&ůŽŽƌEĞǁzŽƌŬEzϭϬϭϲϳ<br>_____________________________________________________________…Read the full text as markdown