Full text of BRUCE A. LEFAVI SECURITIES, INC.'s X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## BRUCE A. LEFA VI SECURITIESINC. ## FINANCIAL STATEMENTSand SUPPLEMENTARYINFORMATION December 31, 2018 and 2017 {1}------------------------------------------------ ## BRUCEA. LEFA VISECURITIES INC. INDEX TOFINANCIAL STATEMENTS December 31, 2018 and 2017 | Introductory Section: | | |-------------------------------------------------------------------------------------------------------------------------------------|----| | Facing PageAnnual Audited Report | | | Oathor Affirmation | 2 | | Financial Section: | | | Report oflndependent Registered PublicAccounting Firm | 3 | | Statements of Financial Condition | 5 | | Statements of Operations | 6 | | Statements of Changes in Stockholder's Equity | 7 | | Statements of Cash Flows | 8 | | Notes to Financial Statements | 9 | | Supplemental Information: | | | Schedule 1-Computation of Net Capital Under<br>Rule 15c3-l ofthe Securities and Exchange Commission | 15 | | Schedule 2-<br>Computation for Determination of Reserve Requirements<br>UnderRule 15c3-3 of the Securities and Exchange Commission | 16 | | Schedule 3 -Information Relating to Possessionor Control Requirements<br>UnderRule 15c3-3 of the Securities and Exchange Commission | 17 | {2}------------------------------------------------ UNITEDSTATES OMBAPPROVAL SECURITIESAND EXCHANGE COMMISSION Washington, D.C. 20549 ## **ANNUALAUDITEDREPORT FORM** X-17 A-5 **PART III** NUMBER | OMBNumber: 3235-0123 | | |---------------------------|--| | Expires: August 31, 2020 | | | Estimated average burden | | | hours per response 12.00 | | # SECFILE 8-26943 FACING PAGE | Information Required of Brokersand Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | |---------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|-----------------------------|---------------------------------------| | REPORTFORTHE PERIODBEGINNING _ | <br>MM/DD/YY | A<br>AND ENDING | __<br>__<br>12/31/18<br>_<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OFBROKER-DEALER:<br>BRUCEA. LEF A VI SECURITIESINC. | | | OFFICIALUSEONLY<br>FIRMID. | | ADDRESSOFPRINCIPALPLACEOFBUSINESS | | (Do not use P.O.Box No.) | | | 2323 FOOTHILLDRJVE, SUITEI 00 | | | | | | (No. And Street) | | | | SALTLAKE CITY | UTAH | | 84109 | | (City) | (State) | | (Zip Code) | | NAME AND…Read the full text as markdown