Full text of BRUCE A. LEFAVI SECURITIES, INC.'s X-17A-5 filed 2026-03-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB OV L 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART Ill SEC FILE NUMBER 8-26943 FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 1/01 /25 | | AND ENDING 12/31 /25 | |------------------------------------------|----------|----------------------| | | MM/DD/YY | | MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAMEoFFIRM: Bruce A. Lefavi Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant **{PCAOB Reg;m,tioa N"mbe,, ;r applkable)I** **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** | 2323 S Foothill Drive, Suite 100 | | |----------------------------------|--| |----------------------------------|--| | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|-----------------------| | Salt Lake City | UT | | 84109 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Stuart B. Enterline | 801-486-9000 | | senterline@lefavi.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Rubio CPA, P.C. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 3500 Lenox Rd. NE, Suite 1500 | Atlanta | GA | 30326 | | (Address) | (City) | (State) | (Zip Code) | | 05/05/2009 | | 3514 | | **rte of Reg;,tratioa w;th PCAOB )Uf applkable)** **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Stuart…Read the full text as markdown