Full text of MML INVESTORS SERVICES, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ *Consolidated Statement of Financial Condition As of December 31, 2021 With Report of Independent Registered Public Accounting Firm Thereon* This report is filed as a Public document pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-27250 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING January I, 2021 MM/DD/YY AND ENDING December 31, 2021 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: MML INVESTORS SERVICES, LLC TYPE OF REGISTRANT (check all applicable boxes): IXl Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 1295 State Street | | (No. and Street) | | |-------------|------------------|------------| | Springfield | MA | 01111-001 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Nathan Hall | 413-744-5006 | nhal l@massmutual.com | | |-------------|--------------------------------|-----------------------|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• #### KPMGLLP | | (Name - if individual, state last, first, and middle name) | | | |---------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 755 Main Street | Hartford | CT | 06103 | | (Address) | (City) | (State) | (Zip Code) | | 10-20-2003 | | 185 | | | (Dat e of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons…Read the full text as markdown